<span id="be5d5fba3b"></span><address id="bf269918eb"><style id="bg80aa6df5"></style></address><button id="bl98f718b1"></button>
                        

          • 微博
          • 微信微信二维码

          广东省人民政府首页  >  要闻动态  >  广东要闻

          广发中证10年期国开债指数证券投资基金(LOF)更新的招募说明书摘要

          来源: 南方日报网络版     时间: 2019年04月21日 07:02:18
          【字体: 】

          hq娱乐平台平台直属招商最高㊖100返9♔诚招代理永久注册网站【QQ 7915171】腾讯分分彩,腾讯5分彩,腾讯10分彩,时时彩龙虎和,意彩彩票代理,意彩官网,意彩平台广发中证10年期国开债指数证券投资基金(LOF)更新的招募说明书摘要

          留住三核心,续约杜兰特,再揽考辛斯,勇士的成功是不可复制的! 暖心!福原爱和丈夫分隔两地,丈夫晒一家三口亲子装解相思之苦 曼彻斯特气氛一夜间就变了,索尔斯克亚颠覆了老特拉福德 NBA的父爱如山!科比把女儿宠成公主,詹姆斯为儿与其它家长吵架 太极马保国:我曾遭数十个民工棍棒砖头围攻,却闪展腾挪毫发无损 暴风影音深陷债务危机,曾经的神股暴风会成为下一个乐视吗? 坐稳领头羊位置,这支利物浦成熟,同时还疯狂 Deltastock:欧元、日元、英镑交易策略 连八一都输,八连败跌出前12,场均16分国手恐再度无缘季后赛 被利物浦拉开4分,瓜迪奥拉是自作自受? 盘点2018年体坛八大悲剧事件:最小年仅23岁就离开人间 广东又出一奇兵, 联盟第一重炮砍27分7板, 杜峰又收获一利器 国足亚洲杯首发仅一人待定 里皮将祭出最强攻击阵 三队积分超过40!今年将是史上最刺激的英超? 中卫红牌点出国足另一隐患,里皮头痛的反而不再是左后卫!

          (原)(标)(题)(:广)(发)(中)(证)(10年)(期)(国)(开)(债)(指)(数)(证)(券)(投)(资)(基)(金)((LOF)更)(新)(的)(招)(募)(说)(明)(书)(摘)(要)(
            【重)(要)(提)(示)(】
          本)(基)(金)(于)(2017年)(5月)(4日)(经)(中)(国)(证)(监)(会)(证)(监)(许)(可)([2017]634号)(文)(准)(予)(募)(集)(注)(册)(。
          本)(基)(金)(管)(理)(人)(保)(证)(招)(募)(说)(明)(书)(的)(内)(容)(真)(实)(、准)(确)(、完)(整)(。
          本)(招)(募)(说)(明)(书)(经)(中)(国)(证)(监)(会)(注)(册)(,但)(中)(国)(证)(监)(会)(对)(本)(基)(金)(募)(集)(的)(注)(册)(,并)(不)(表)(明)(其)(对)(本)(基)(金)(的)(价)(值)(和)(收)(益)(作)(出)(实)(质)(性)(判)(断)(或)(保)(证)(,也)(不)(表)(明)(投)(资)(于)(本)(基)(金)(没)(有)(风)(险)(。
          投)(资)(有)(风)(险)(,投)(资)(人)(认)(购)((或)(申)(购)()基)(金)(时)(应)(认)(真)(阅)(读)(本)(招)(募)(说)(明)(书)(。
          基)(金)(管)(理)(人)(管)(理)(的)(其)(他)(基)(金)(的)(业)(绩)(不)(构)(成)(对)(本)(基)(金)(业)(绩)(表)(现)(的)(保)(证)(。
          基)(金)(管)(理)(人)(依)(照)(恪)(尽)(职)(守)(、诚)(实)(信)(用)(、谨)(慎)(勤)(勉)(的)(原)(则)(管)(理)(和)(运)(用)(基)(金)(财)(产)(,但)(不)(保)(证)(基)(金)(一)(定)(盈)(利)(,也)(不)(保)(证)(最)(低)(收)(益)(。
          本)(基)(金)(投)(资)(于)(证)(券)(市)(场)(,基)(金)(净)(值)(会)(因)(为)(证)(券)(市)(场)(波)(动)(等)(因)(素)(产)(生)(波)(动)(,投)(资)(者)(在)(投)(资)(本)(基)(金)(前)(,需)(充)(分)(了)(解)(本)(基)(金)(的)(产)(品)(特)(性)(,并)(承)(担)(基)(金)(投)(资)(中)(出)(现)(的)(各)(类)(风)(险)(,包)(括)(:因)(政)(治)(、经)(济)(、社)(会)(等)(环)(境)(因)(素)(对)(证)(券)(价)(格)(产)(生)(影)(响)(而)(形)(成)(的)(系)(统)(性)(风)(险)(,个)(别)(证)(券)(特)(有)(的)(非)(系)(统)(性)(风)(险)(,由)(于)(基)(金)(投)(资)(人)(连)(续)(大)(量)(赎)(回)(基)(金)(产)(生)(的)(流)(动)(性)(风)(险)(,基)(金)(管)(理)(人)(在)(基)(金)(管)(理)(实)(施)(过)(程)(中)(产)(生)(的)(基)(金)(管)(理)(风)(险)(,本)(基)(金)(的)(特)(定)(风)(险)(等)(。
          本)(基)(金)(为)(债)(券)(型)(指)(数)(基)(金)(,其)(预)(期)(风)(险)(和)(预)(期)(收)(益)(低)(于)(股)(票)(基)(金)(、混)(合)(基)(金)(,高)(于)(货)(币)(市)(场)(基)(金)(。
          基)(金)(管)(理)(人)(提)(醒)(投)(资)(者)(基)(金)(投)(资)(的)(“买)(者)(自)(负)(”原)(则)(,在)(投)(资)(者)(作)(出)(投)(资)(决)(策)(后)(,基)(金)(运)(营)(状)(况)(与)(基)(金)(净)(值)(变)(化)(引)(致)(的)(投)(资)(风)(险)(,由)(投)(资)(者)(自)(行)(负)(责)(。此)(外)(,本)(基)(金)(以)(1.00元)(初)(始)(面)(值)(进)(行)(募)(集)(,在)(市)(场)(波)(动)(等)(因)(素)(的)(影)(响)(下)(,存)(在)(单)(位)(份)(额)(净)(值)(跌)(破)(1.00元)(初)(始)(面)(值)(的)(风)(险)(。
          投)(资)(者)(在)(进)(行)(投)(资)(决)(策)(前)(,请)(仔)(细)(阅)(读)(本)(基)(金)(的)(《招)(募)(说)(明)(书)(》及)(《基)(金)(合)(同)(》。
          本)(招)(募)(说)(明)(书)((更)(新)()所)(载)(内)(容)(截)(止)(日)(为)(2018年)(11月)(15日)(,有)(关)(财)(务)(数)(据)(截)(止)(日)(为)(2018年)(9月)(30日)(,净)(值)(表)(现)(截)(止)(日)(为)(2018年)(6月)(30日)((财)(务)(数)(据)(未)(经)(审)(计)()。
          第)(一)(部)(分)(基)(金)(管)(理)(人)(
          一)(、概)(况)(
          1、名)(称)(:广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(
          2、住)(所)(:广)(东)(省)(珠)(海)(市)(横)(琴)(新)(区)(宝)(华)(路)(6号)(105室)(-49848(集)(中)(办)(公)(区)()
          3、办)(公)(地)(址)(:广)(州)(市)(海)(珠)(区)(琶)(洲)(大)(道)(东)(1号)(保)(利)(国)(际)(广)(场)(南)(塔)(31-33楼)(
          4、法)(定)(代)(表)(人)(:孙)(树)(明)(
          5、设)(立)(时)(间)(:2003年)(8月)(5日)(
          6、电)(话)(:020-83936666
          全)(国)(统)(一)(客)(服)(热)(线)(:95105828
          7、联)(系)(人)(:邱)(春)(杨)(
          8、注)(册)(资)(本)(:1.2688亿)(元)(人)(民)(币)(
          9、股)(权)(结)(构)(:广)(发)(证)(券)(股)(份)(有)(限)(公)(司)((以)(下)(简)(称)(“广)(发)(证)(券)(”)、烽)(火)(通)(信)(科)(技)(股)(份)(有)(限)(公)(司)(、深)(圳)(市)(前)(海)(香)(江)(金)(融)(控)(股)(集)(团)(有)(限)(公)(司)(、康)(美)(药)(业)(股)(份)(有)(限)(公)(司)(和)(广)(州)(科)(技)(金)(融)(创)(新)(投)(资)(控)(股)(有)(限)(公)(司)(,分)(别)(持)(有)(本)(基)(金)(管)(理)(人)(51.135%、15.763%、15.763%、9.458%和)(7.881%的)(股)(权)(。
          二)(、主)(要)(人)(员)(情)(况)(
          1、董)(事)(会)(成)(员)(
          孙)(树)(明)(先)(生)(:董)(事)(长)(,博)(士)(,高)(级)(经)(济)(师)(。兼)(任)(广)(发)(证)(券)(股)(份)(有)(限)(公)(司)(董)(事)(长)(、执)(行)(董)(事)(、党)(委)(书)(记)(,中)(证)(机)(构)(间)(报)(价)(系)(统)(股)(份)(有)(限)(公)(司)(副)(董)(事)(长)(,中)(国)(证)(券)(业)(协)(会)(第)(六)(届)(理)(事)(会)(兼)(职)(副)(会)(长)(,上)(海)(证)(券)(交)(易)(所)(第)(四)(届)(理)(事)(会)(理)(事)(,深)(圳)(证)(券)(交)(易)(所)(第)(二)(届)(监)(事)(会)(监)(事)(,中)(国)(上)(市)(公)(司)(协)(会)(第)(二)(届)(理)(事)(会)(兼)(职)(副)(会)(长)(,亚)(洲)(金)(融)(合)(作)(协)(会)(理)(事)(,中)(国)(注)(册)(会)(计)(师)(协)(会)(道)(德)(准)(则)(委)(员)(会)(委)(员)(,广)(东)(金)(融)(学)(会)(副)(会)(长)(,广)(东)(省)(预)(防)(腐)(败)(工)(作)(专)(家)(咨)(询)(委)(员)(会)(财)(政)(金)(融)(运)(行)(规)(范)(组)(成)(员)(。曾)(任)(财)(政)(部)(条)(法)(司)(副)(处)(长)(、处)(长)(,中)(国)(经)(济)(开)(发)(信)(托)(投)(资)(公)(司)(总)(经)(理)(办)(公)(室)(主)(任)(、总)(经)(理)(助)(理)(,中)(共)(中)(央)(金)(融)(工)(作)(委)(员)(会)(监)(事)(会)(工)(作)(部)(副)(部)(长)(,中)(国)(银)(河)(证)(券)(有)(限)(公)(司)(监)(事)(会)(监)(事)(,中)(国)(证)(监)(会)(会)(计)(部)(副)(主)(任)(、主)(任)(等)(职)(务)(。
          林)(传)(辉)(先)(生)(:副)(董)(事)(长)(,学)(士)(,现)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(总)(经)(理)(,兼)(任)(广)(发)(国)(际)(资)(产)(管)(理)(有)(限)(公)(司)(董)(事)(长)(,瑞)(元)(资)(本)(管)(理)(有)(限)(公)(司)(董)(事)(,中)(国)(基)(金)(业)(协)(会)(创)(新)(与)(战)(略)(发)(展)(专)(业)(委)(员)(会)(委)(员)(、资)(产)(管)(理)(业)(务)(专)(业)(委)(员)(会)(委)(员)(,深)(圳)(证)(券)(交)(易)(所)(第)(四)(届)(上)(诉)(复)(核)(委)(员)(会)(委)(员)(。曾)(任)(广)(发)(证)(券)(股)(份)(有)(限)(公)(司)(投)(资)(银)(行)(部)(常)(务)(副)(总)(经)(理)(,瑞)(元)(资)(本)(管)(理)(有)(限)(公)(司)(总)(经)(理)(、董)(事)(长)(。
          孙)(晓)(燕)(女)(士)(:董)(事)(,硕)(士)(,现)(任)(广)(发)(证)(券)(执)(行)(董)(事)(、副)(总)(经)(理)(、财)(务)(总)(监)(,兼)(任)(广)(发)(控)(股)((香)(港)()有)(限)(公)(司)(董)(事)(,证)(通)(股)(份)(有)(限)(公)(司)(监)(事)(长)(。曾)(任)(广)(东)(广)(发)(证)(券)(公)(司)(投)(资)(银)(行)(部)(经)(理)(、广)(发)(证)(券)(有)(限)(责)(任)(公)(司)(财)(务)(部)(经)(理)(、财)(务)(部)(副)(总)(经)(理)(、广)(发)(证)(券)(股)(份)(有)(限)(公)(司)(投)(资)(自)(营)(部)(副)(总)(经)(理)(,广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(财)(务)(总)(监)(、副)(总)(经)(理)(,广)(发)(证)(券)(股)(份)(有)(限)(公)(司)(财)(务)(部)(总)(经)(理)(。
          戈)(俊)(先)(生)(:董)(事)(,硕)(士)(,高)(级)(会)(计)(师)(,现)(任)(烽)(火)(通)(信)(科)(技)(股)(份)(有)(限)(公)(司)(总)(裁)(,兼)(任)(南)(京)(烽)(火)(星)(空)(通)(信)(发)(展)(有)(限)(公)(司)(董)(事)(。曾)(任)(烽)(火)(通)(信)(科)(技)(股)(份)(有)(限)(公)(司)(财)(务)(部)(总)(经)(理)(助)(理)(、财)(务)(部)(总)(经)(理)(、董)(事)(会)(秘)(书)(、财)(务)(总)(监)(、副)(总)(裁)(。
          翟)(美)(卿)(女)(士)(:董)(事)(,硕)(士)(,现)(任)(深)(圳)(香)(江)(控)(股)(股)(份)(有)(限)(公)(司)(董)(事)(长)(,南)(方)(香)(江)(集)(团)(董)(事)(长)(、总)(经)(理)(,香)(江)(集)(团)(有)(限)(公)(司)(总)(裁)(、深)(圳)(市)(金)(海)(马)(实)(业)(股)(份)(有)(限)(公)(司)(董)(事)(长)(。兼)(任)(全)(国)(政)(协)(委)(员)(,全)(国)(妇)(联)(常)(委)(,中)(国)(女)(企)(业)(家)(协)(会)(副)(会)(长)(,广)(东)(省)(妇)(联)(副)(主)(席)(,广)(东)(省)(工)(商)(联)(副)(主)(席)(,广)(东)(省)(女)(企)(业)(家)(协)(会)(会)(长)(,香)(江)(社)(会)(救)(助)(基)(金)(会)(主)(席)(,深)(圳)(市)(深)(商)(控)(股)(集)(团)(股)(份)(有)(限)(公)(司)(董)(事)(,广)(东)(南)(粤)(银)(行)(董)(事)(,深)(圳)(龙)(岗)(国)(安)(村)(镇)(银)(行)(董)(事)(。曾)(任)(深)(圳)(市)(前)(海)(香)(江)(金)(融)(控)(股)(集)(团)(有)(限)(公)(司)(法)(定)(代)(表)(人)(、董)(事)(长)(。
          许)(冬)(瑾)(女)(士)(:董)(事)(,硕)(士)(,副)(主)(任)(药)(师)(,现)(任)(康)(美)(药)(业)(股)(份)(有)(限)(公)(司)(副)(董)(事)(长)(、常)(务)(副)(总)(经)(理)(,兼)(任)(世)(界)(中)(联)(中)(药)(饮)(片)(质)(量)(专)(业)(委)(员)(会)(副)(会)(长)(、国)(家)(中)(医)(药)(管)(理)(局)(对)(外)(交)(流)(合)(作)(专)(家)(咨)(询)(委)(员)(会)(委)(员)(、中)(国)(中)(药)(协)(会)(中)(药)(饮)(片)(专)(业)(委)(员)(会)(专)(家)(,全)(国)(中)(药)(标)(准)(化)(技)(术)(委)(员)(会)(委)(员)(,全)(国)(制)(药)(装)(备)(标)(准)(化)(技)(术)(委)(员)(会)(中)(药)(炮)(制)(机)(械)(分)(技)(术)(委)(员)(会)(副)(主)(任)(委)(员)(,国)(家)(中)(医)(药)(行)(业)(特)(有)(工)(种)(职)(业)(技)(能)(鉴)(定)(工)(作)(中)(药)(炮)(制)(与)(配)(置)(工)(专)(业)(专)(家)(委)(员)(会)(副)(主)(任)(委)(员)(,广)(东)(省)(中)(药)(标)(准)(化)(技)(术)(委)(员)(会)(副)(主)(任)(委)(员)(等)(。
          罗)(海)(平)(先)(生)(:独)(立)(董)(事)(,博)(士)(,现)(任)(中)(华)(联)(合)(保)(险)(集)(团)(股)(份)(有)(限)(公)(司)(常)(务)(副)(总)(经)(理)(、集)(团)(机)(关)(党)(委)(书)(记)(,兼)(任)(保)(监)(会)(行)(业)(风)(险)(评)(估)(专)(家)(。曾)(任)(中)(国)(人)(民)(保)(险)(公)(司)(荆)(襄)(支)(公)(司)(经)(理)(、湖)(北)(省)(分)(公)(司)(国)(际)(保)(险)(部)(党)(组)(书)(记)(、总)(经)(理)(、汉)(口)(分)(公)(司)(党)(委)(书)(记)(、总)(经)(理)(,太)(平)(保)(险)(有)(限)(公)(司)(市)(场)(部)(总)(经)(理)(、湖)(北)(分)(公)(司)(党)(委)(书)(记)(、总)(经)(理)(、助)(理)(总)(经)(理)(、副)(总)(经)(理)(兼)(董)(事)(会)(秘)(书)(,阳)(光)(财)(产)(保)(险)(股)(份)(有)(限)(公)(司)(总)(裁)(,阳)(光)(保)(险)(集)(团)(执)(行)(委)(员)(会)(委)(员)(,中)(华)(联)(合)(财)(产)(保)(险)(股)(份)(有)(限)(公)(司)(总)(经)(理)(、董)(事)(长)(、党)(委)(书)(记)(。
          董)(茂)(云)(先)(生)(:独)(立)(董)(事)(,博)(士)(,现)(任)(宁)(波)(大)(学)(法)(学)(院)(教)(授)(、学)(术)(委)(员)(会)(主)(任)(,复)(旦)(大)(学)(兼)(职)(教)(授)(,浙)(江)(合)(创)(律)(师)(事)(务)(所)(兼)(职)(律)(师)(。曾)(任)(复)(旦)(大)(学)(教)(授)(、法)(律)(系)(副)(主)(任)(、法)(学)(院)(副)(院)(长)(,海)(尔)(施)(生)(物)(医)(药)(股)(份)(有)(限)(公)(司)(独)(立)(董)(事)(。
          姚)(海)(鑫)(先)(生)(:独)(立)(董)(事)(,博)(士)(、教)(授)(、博)(士)(生)(导)(师)(,现)(任)(辽)(宁)(大)(学)(新)(华)(国)(际)(商)(学)(院)(教)(授)(、辽)(宁)(大)(学)(商)(学)(院)(博)(士)(生)(导)(师)(,兼)(任)(中)(国)(会)(计)(教)(授)(会)(理)(事)(、东)(北)(地)(区)(高)(校)(财)(务)(与)(会)(计)(教)(师)(联)(合)(会)(常)(务)(理)(事)(、辽)(宁)(省)(生)(产)(力)(学)(会)(副)(理)(事)(长)(、东)(北)(制)(药)((集)(团)()股)(份)(有)(限)(公)(司)(独)(立)(董)(事)(、沈)(阳)(化)(工)(股)(份)(有)(限)(公)(司)(独)(立)(董)(事)(和)(中)(兴)(-沈)(阳)(商)(业)(大)(厦)((集)(团)()股)(份)(有)(限)(公)(司)(独)(立)(董)(事)(。曾)(任)(辽)(宁)(大)(学)(工)(商)(管)(理)(学)(院)(副)(院)(长)(、工)(商)(管)(理)(硕)(士)((MBA)教)(育)(中)(心)(副)(主)(任)(、计)(财)(处)(处)(长)(、学)(科)(建)(设)(处)(处)(长)(、发)(展)(规)(划)(处)(处)(长)(、新)(华)(国)(际)(商)(学)(院)(党)(总)(支)(书)(记)(、新)(华)(国)(际)(商)(学)(院)(副)(院)(长)(。
          2、监)(事)(会)(成)(员)(
          符)(兵)(先)(生)(:监)(事)(会)(主)(席)(,硕)(士)(,经)(济)(师)(。曾)(任)(广)(东)(物)(资)(集)(团)(公)(司)(计)(划)(处)(副)(科)(长)(,广)(东)(发)(展)(银)(行)(广)(州)(分)(行)(世)(贸)(支)(行)(行)(长)(、总)(行)(资)(金)(部)(处)(长)(,广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(广)(州)(分)(公)(司)(总)(经)(理)(、市)(场)(拓)(展)(部)(副)(总)(经)(理)(、市)(场)(拓)(展)(部)(总)(经)(理)(、营)(销)(服)(务)(部)(总)(经)(理)(、营)(销)(总)(监)(、市)(场)(总)(监)(。
          匡)(丽)(军)(女)(士)(:股)(东)(监)(事)(,硕)(士)(,高)(级)(涉)(外)(秘)(书)(,现)(任)(广)(州)(科)(技)(金)(融)(创)(新)(投)(资)(控)(股)(有)(限)(公)(司)(工)(会)(主)(席)(、副)(总)(经)(理)(。曾)(任)(广)(州)(科)(技)(房)(地)(产)(开)(发)(公)(司)(办)(公)(室)(主)(任)(,广)(州)(屈)(臣)(氏)(公)(司)(行)(政)(主)(管)(,广)(州)(市)(科)(达)(实)(业)(发)(展)(公)(司)(办)(公)(室)(主)(任)(、总)(经)(理)(,广)(州)(科)(技)(风)(险)(投)(资)(有)(限)(公)(司)(办)(公)(室)(主)(任)(、董)(事)(会)(秘)(书)(。
          吴)(晓)(辉)(先)(生)(:职)(工)(监)(事)(,硕)(士)(,现)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(信)(息)(技)(术)(部)(总)(经)(理)(,兼)(任)(广)(发)(基)(金)(分)(工)(会)(主)(席)(。曾)(任)(广)(发)(证)(券)(电)(脑)(中)(心)(副)(经)(理)(、经)(理)(。
          张)(成)(柱)(先)(生)(:职)(工)(监)(事)(,学)(士)(,现)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(中)(央)(交)(易)(部)(交)(易)(员)(。曾)(任)(广)(州)(新)(太)(科)(技)(股)(份)(有)(限)(公)(司)(工)(程)(师)(,广)(发)(证)(券)(股)(份)(有)(限)(公)(司)(工)(程)(师)(,广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(信)(息)(技)(术)(部)(工)(程)(师)(。
          刘)(敏)(女)(士)(:职)(工)(监)(事)(,硕)(士)(,现)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(营)(销)(管)(理)(部)(副)(总)(经)(理)(。曾)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(市)(场)(拓)(展)(部)(总)(经)(理)(助)(理)(,营)(销)(服)(务)(部)(总)(经)(理)(助)(理)(,产)(品)(营)(销)(管)(理)(部)(总)(经)(理)(助)(理)(。
          3、总)(经)(理)(及)(其)(他)(高)(级)(管)(理)(人)(员)(
          林)(传)(辉)(先)(生)(:总)(经)(理)(,学)(士)(,兼)(任)(广)(发)(国)(际)(资)(产)(管)(理)(有)(限)(公)(司)(董)(事)(长)(,瑞)(元)(资)(本)(管)(理)(有)(限)(公)(司)(董)(事)(,中)(国)(基)(金)(业)(协)(会)(创)(新)(与)(战)(略)(发)(展)(专)(业)(委)(员)(会)(委)(员)(,资)(产)(管)(理)(业)(务)(专)(业)(委)(员)(会)(委)(员)(,深)(圳)(证)(券)(交)(易)(所)(第)(四)(届)(上)(诉)(复)(核)(委)(员)(会)(委)(员)(。曾)(任)(广)(发)(证)(券)(股)(份)(有)(限)(公)(司)(投)(资)(银)(行)(部)(常)(务)(副)(总)(经)(理)(,瑞)(元)(资)(本)(管)(理)(有)(限)(公)(司)(总)(经)(理)(、董)(事)(长)(。
          朱)(平)(先)(生)(:副)(总)(经)(理)(,硕)(士)(,经)(济)(师)(。曾)(任)(上)(海)(荣)(臣)(集)(团)(市)(场)(部)(经)(理)(、广)(发)(证)(券)(投)(资)(银)(行)(部)(华)(南)(业)(务)(部)(副)(总)(经)(理)(、基)(金)(科)(汇)(基)(金)(经)(理)(,易)(方)(达)(基)(金)(管)(理)(有)(限)(公)(司)(投)(资)(部)(研)(究)(负)(责)(人)(,广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(总)(经)(理)(助)(理)(,中)(国)(证)(券)(监)(督)(管)(理)(委)(员)(会)(第)(六)(届)(创)(业)(板)(发)(行)(审)(核)(委)(员)(会)(兼)(职)(委)(员)(。
          易)(阳)(方)(先)(生)(:副)(总)(经)(理)(,硕)(士)(。兼)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(投)(资)(总)(监)(,广)(发)(创)(新)(驱)(动)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(转)(型)(升)(级)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(,广)(发)(聚)(惠)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(,广)(发)(国)(际)(资)(产)(管)(理)(有)(限)(公)(司)(董)(事)(。曾)(任)(广)(发)(证)(券)(投)(资)(自)(营)(部)(副)(经)(理)(,中)(国)(证)(券)(监)(督)(管)(理)(委)(员)(会)(发)(行)(审)(核)(委)(员)(会)(发)(行)(审)(核)(委)(员)(,广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(投)(资)(管)(理)(部)(总)(经)(理)(、公)(司)(总)(经)(理)(助)(理)(,广)(发)(聚)(富)(开)(放)(式)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(制)(造)(业)(精)(选)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(鑫)(享)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(稳)(裕)(保)(本)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(聚)(丰)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(聚)(祥)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(鑫)(益)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(,瑞)(元)(资)(本)(管)(理)(有)(限)(公)(司)(董)(事)(。
          邱)(春)(杨)(先)(生)(:督)(察)(长)(,博)(士)(。曾)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(机)(构)(理)(财)(部)(副)(总)(经)(理)(、金)(融)(工)(程)(部)(副)(总)(经)(理)(、金)(融)(工)(程)(部)(总)(经)(理)(、产)(品)(总)(监)(、副)(总)(经)(理)(,广)(发)(沪)(深)(300指)(数)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(中)(证)(500指)(数)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(,瑞)(元)(资)(本)(管)(理)(有)(限)(公)(司)(董)(事)(。
          魏)(恒)(江)(先)(生)(:副)(总)(经)(理)(,硕)(士)(,高)(级)(工)(程)(师)(。兼)(任)(广)(东)(证)(券)(期)(货)(业)(协)(会)(副)(会)(长)(及)(发)(展)(委)(员)(会)(委)(员)(。曾)(在)(水)(利)(部)(、广)(发)(证)(券)(股)(份)(有)(限)(公)(司)(工)(作)(,历)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(上)(海)(分)(公)(司)(总)(经)(理)(、综)(合)(管)(理)(部)(总)(经)(理)(、总)(经)(理)(助)(理)(。
          张)(敬)(晗)(女)(士)(:副)(总)(经)(理)(,硕)(士)(,兼)(任)(广)(发)(国)(际)(资)(产)(管)(理)(有)(限)(公)(司)(副)(董)(事)(长)(。曾)(任)(中)(国)(农)(业)(科)(学)(院)(助)(理)(研)(究)(员)(,中)(国)(证)(监)(会)(培)(训)(中)(心)(、监)(察)(局)(科)(员)(,基)(金)(监)(管)(部)(副)(处)(长)(及)(处)(长)(,私)(募)(基)(金)(监)(管)(部)(处)(长)(。
          张)(芊)(女)(士)(:副)(总)(经)(理)(,硕)(士)(。兼)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(固)(定)(收)(益)(投)(资)(总)(监)(、广)(发)(纯)(债)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(聚)(鑫)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(鑫)(裕)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(集)(裕)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(集)(丰)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(集)(源)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(。曾)(在)(施)(耐)(德)(电)(气)(公)(司)(、中)(国)(银)(河)(证)(券)(、中)(国)(人)(保)(资)(产)(管)(理)(公)(司)(、工)(银)(瑞)(信)(基)(金)(管)(理)(有)(限)(公)(司)(和)(长)(盛)(基)(金)(管)(理)(有)(限)(公)(司)(工)(作)(,历)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(固)(定)(收)(益)(部)(总)(经)(理)(,广)(发)(聚)(盛)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(安)(宏)(回)(报)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(安)(富)(回)(报)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(集)(安)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(、广)(发)(集)(鑫)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)(。
          王)(凡)(先)(生)(:副)(总)(经)(理)(,博)(士)(。曾)(在)(财)(政)(部)(、全)(国)(社)(保)(基)(金)(理)(事)(会)(、易)(方)(达)(基)(金)(管)(理)(有)(限)(公)(司)(工)(作)(。
          4、基)(金)(经)(理)(
          王)(予)(柯)(先)(生)(,经)(济)(学)(硕)(士)(,持)(有)(中)(国)(证)(券)(投)(资)(基)(金)(业)(从)(业)(证)(书)(。曾)(任)(广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(固)(定)(收)(益)(部)(债)(券)(交)(易)(员)(兼)(研)(究)(员)(、投)(资)(经)(理)(、广)(发)(集)(鑫)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2015年)(5月)(27日)(至)(2016年)(6月)(24日)()、广)(发)(鑫)(富)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2016年)(12月)(22日)(至)(2018年)(1月)(6日)()、广)(发)(景)(盛)(纯)(债)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2016年)(8月)(30日)(至)(2018年)(11月)(1日)()、广)(发)(鑫)(隆)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2016年)(11月)(7日)(至)(2018年)(11月)(9日)()。现)(任)(广)(发)(聚)(盛)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2015年)(12月)(25日)(起)(任)(职)()、广)(发)(安)(宏)(回)(报)(灵)(活)(配)(置)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2016年)(1月)(8日)(起)(任)(职)()、广)(发)(稳)(裕)(保)(本)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2016年)(6月)(27日)(起)(任)(职)()、广)(发)(中)(债)(7-10年)(期)(国)(开)(行)(债)(券)(指)(数)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2016年)(9月)(26日)(起)(任)(职)()、广)(发)(景)(丰)(纯)(债)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2016年)(11月)(23日)(起)(任)(职)()、广)(发)(集)(富)(纯)(债)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2017年)(1月)(13日)(起)(任)(职)()、广)(发)(中)(证)(10年)(期)(国)(开)(债)(指)(数)(证)(券)(投)(资)(基)(金)((LOF)基)(金)(经)(理)((自)(2017年)(11月)(15日)(起)(任)(职)()、广)(发)(价)(值)(回)(报)(混)(合)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2017年)(11月)(29日)(起)(任)(职)()、广)(发)(汇)(佳)(定)(期)(开)(放)(债)(券)(型)(发)(起)(式)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2018年)(3月)(12日)(起)(任)(职)()、广)(发)(汇)(康)(定)(期)(开)(放)(债)(券)(型)(发)(起)(式)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2018年)(4月)(16日)(起)(任)(职)()、广)(发)(中)(债)(1-3年)(农)(发)(行)(债)(券)(指)(数)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2018年)(4月)(24日)(起)(任)(职)()、广)(发)(集)(泰)(债)(券)(型)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2018年)(7月)(26日)(起)(任)(职)()、广)(发)(可)(转)(债)(债)(券)(型)(发)(起)(式)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2018年)(11月)(2日)(起)(任)(职)()、广)(发)(中)(债)(1-3年)(国)(开)(行)(债)(券)(指)(数)(证)(券)(投)(资)(基)(金)(基)(金)(经)(理)((自)(2018年)(11月)(14日)(起)(任)(职)()。
          5、基)(金)(投)(资)(采)(取)(集)(体)(决)(策)(制)(度)(。基)(金)(管)(理)(人)(权)(益)(公)(募)(投)(委)(会)(由)(副)(总)(经)(理)(朱)(平)(先)(生)(、策)(略)(投)(资)(部)(总)(经)(理)(李)(巍)(先)(生)(、价)(值)(投)(资)(部)(总)(经)(理)(傅)(友)(兴)(先)(生)(、成)(长)(投)(资)(部)(总)(经)(理)(刘)(格)(菘)(先)(生)(和)(研)(究)(发)(展)(部)(总)(经)(理)(孙)(迪)(先)(生)(等)(成)(员)(组)(成)(,朱)(平)(先)(生)(担)(任)(投)(委)(会)(主)(席)(。基)(金)(管)(理)(人)(固)(定)(收)(益)(投)(委)(会)(由)(副)(总)(经)(理)(张)(芊)(女)(士)(、债)(券)(投)(资)(部)(总)(经)(理)(谢)(军)(先)(生)(、现)(金)(投)(资)(部)(总)(经)(理)(温)(秀)(娟)(女)(士)(、债)(券)(投)(资)(部)(副)(总)(经)(理)(代)(宇)(女)(士)(和)(固)(定)(收)(益)(研)(究)(部)(副)(总)(经)(理)(韩)(晟)(先)(生)(等)(成)(员)(组)(成)(,张)(芊)(女)(士)(担)(任)(投)(委)(会)(主)(席)(。
          6、上)(述)(人)(员)(之)(间)(均)(不)(存)(在)(近)(亲)(属)(关)(系)(。
          第)(二)(部)(分)(基)(金)(托)(管)(人)(
          一)(、基)(金)(托)(管)(人)(基)(本)(情)(况)(
          名)(称)(:宁)(波)(银)(行)(股)(份)(有)(限)(公)(司)(
          注)(册)(地)(址)(:浙)(江)(省)(宁)(波)(市)(宁)(东)(路)(345号)(
          办)(公)(地)(址)(:浙)(江)(省)(宁)(波)(市)(宁)(东)(路)(345号)(
          成)(立)(时)(间)(:1997年)(4月)(10日)(
          法)(定)(代)(表)(人)(:陆)(华)(裕)(
          组)(织)(形)(式)(:股)(份)(有)(限)(公)(司)(
          注)(册)(资)(本)(:伍)(拾)(亿)(陆)(仟)(玖)(佰)(柒)(拾)(叁)(万)(贰)(仟)(叁)(佰)(零)(伍)(元)(人)(民)(币)(
          存)(续)(期)(间)(:持)(续)(经)(营)(
          基)(金)(托)(管)(资)(格)(批)(文)(及)(文)(号)(:证)(监)(许)(可)([2012]1432号)(
          批)(准)(设)(立)(机)(关)(和)(批)(准)(设)(立)(文)(号)(:中)(国)(银)(监)(会)(,银)(监)(复)([2007]64号)(
          联)(系)(电)(话)(:0574-89103171
          托)(管)(部)(门)(联)(系)(人)(:王)(海)(燕)(
          二)(、主)(要)(人)(员)(情)(况)(
          截)(至)(2018年)(9月)(底)(,宁)(波)(银)(行)(资)(产)(托)(管)(部)(共)(有)(员)(工)(67人)(,平)(均)(年)(龄)(29岁)(,100%以)(上)(员)(工)(拥)(有)(大)(学)(本)(科)(以)(上)(学)(历)(,高)(管)(人)(员)(均)(拥)(有)(研)(究)(生)(以)(上)(学)(历)(或)(高)(级)(技)(术)(职)(称)(。
          三)(、基)(金)(托)(管)(业)(务)(经)(营)(情)(况)(
          作)(为)(中)(国)(大)(陆)(托)(管)(服)(务)(的)(先)(行)(者)(,宁)(波)(银)(行)(自)(2012年)(获)(得)(证)(券)(投)(资)(基)(金)(资)(产)(托)(管)(的)(资)(格)(以)(来)(,秉)(承)(“诚)(实)(信)(用)(、勤)(勉)(尽)(责)(”的)(宗)(旨)(,依)(靠)(严)(密)(科)(学)(的)(风)(险)(管)(理)(和)(内)(部)(控)(制)(体)(系)(、规)(范)(的)(管)(理)(模)(式)(、先)(进)(的)(营)(运)(系)(统)(和)(专)(业)(的)(服)(务)(团)(队)(,严)(格)(履)(行)(资)(产)(托)(管)(人)(职)(责)(,为)(境)(内)(外)(广)(大)(投)(资)(者)(、金)(融)(资)(产)(管)(理)(机)(构)(和)(企)(业)(客)(户)(提)(供)(安)(全)(、高)(效)(、专)(业)(的)(托)(管)(服)(务)(,展)(现)(优)(异)(的)(市)(场)(形)(象)(和)(影)(响)(力)(。建)(立)(了)(国)(内)(托)(管)(银)(行)(中)(丰)(富)(和)(成)(熟)(的)(产)(品)(线)(。拥)(有)(包)(括)(证)(券)(投)(资)(基)(金)(、信)(托)(资)(产)(、QDII资)(产)(、股)(权)(投)(资)(基)(金)(、证)(券)(公)(司)(集)(合)(资)(产)(管)(理)(计)(划)(、证)(券)(公)(司)(定)(向)(资)(产)(管)(理)(计)(划)(、基)(金)(公)(司)(特)(定)(客)(户)(资)(产)(管)(理)(等)(门)(类)(齐)(全)(的)(托)(管)(产)(品)(体)(系)(,同)(时)(在)(国)(内)(率)(先)(开)(展)(绩)(效)(评)(估)(、风)(险)(管)(理)(等)(增)(值)(服)(务)(,可)(以)(为)(各)(类)(客)(户)(提)(供)(个)(性)(化)(的)(托)(管)(服)(务)(。
          截)(至)(2018年)(9月)(底)(,宁)(波)(银)(行)(共)(托)(管)(54只)(证)(券)(投)(资)(基)(金)(,证)(券)(投)(资)(基)(金)(托)(管)(规)(模)(925.56亿)(元)(。
          第)(三)(部)(分)(相)(关)(服)(务)(机)(构)(
          一)(、基)(金)(份)(额)(发)(售)(机)(构)((一)()场)(外)(发)(售)(机)(构)(
          1、直)(销)(机)(构)(
          本)(公)(司)(通)(过)(在)(广)(州)(、北)(京)(、上)(海)(设)(立)(的)(分)(公)(司)(及)(本)(公)(司)(网)(上)(交)(易)(系)(统)(为)(投)(资)(者)(办)(理)(本)(基)(金)(的)(开)(户)(、认)(购)(等)(业)(务)(:
          (1)广)(州)(分)(公)(司)(
          地)(址)(:广)(州)(市)(海)(珠)(区)(琶)(洲)(大)(道)(东)(1号)(保)(利)(国)(际)(广)(场)(南)(塔)(10楼)(
          直)(销)(中)(心)(电)(话)(:020-89899073
          传)(真)(:020-89899069020-89899070(2)北)(京)(分)(公)(司)(
          地)(址)(:北)(京)(市)(西)(城)(区)(金)(融)(大)(街)(9号)(楼)(11层)(1101单)(元)((电)(梯)(楼)(层)(12层)(1201单)(元)()
          电)(话)(:010-68083113
          传)(真)(:010-68083078(3)上)(海)(分)(公)(司)(
          地)(址)(:中)(国)((上)(海)()自)(由)(贸)(易)(试)(验)(区)(陆)(家)(嘴)(东)(路)(166号)(905-10室)(
          电)(话)(:021-68885310
          传)(真)(:021-68885200(4)网)(上)(交)(易)(
          投)(资)(者)(可)(以)(通)(过)(本)(公)(司)(网)(上)(交)(易)(系)(统)(办)(理)(本)(基)(金)(的)(开)(户)(、认)(购)(等)(业)(务)(,具)(体)(交)(易)(细)(则)(请)(参)(阅)(本)(公)(司)(网)(站)(公)(告)(。
          本)(公)(司)(网)(上)(交)(易)(系)(统)(网)(址)(:www.gffunds.com.cn
          本)(公)(司)(网)(址)(:www.gffunds.com.cn
          客)(服)(电)(话)(:95105828(免)(长)(途)(费)()或)(020-83936999
          客)(服)(传)(真)(:020-34281105(5)投)(资)(人)(也)(可)(通)(过)(本)(公)(司)(客)(户)(服)(务)(电)(话)(进)(行)(本)(基)(金)(发)(售)(相)(关)(事)(宜)(的)(查)(询)(和)(投)(诉)(等)(。
          2、销)(售)(机)(构)((1)名)(称)(:宁)(波)(银)(行)(股)(份)(有)(限)(公)(司)(
          住)(所)(:宁)(波)(市)(鄞)(州)(区)(宁)(南)(南)(路)(700号)(
          法)(定)(代)(表)(人)(:陆)(华)(裕)(
          联)(系)(人)(:王)(海)(燕)(
          联)(系)(方)(式)(:0574-89068340
          传)(真)(:0574-87050024
          客)(服)(电)(话)(:95574
          公)(司)(网)(站)(:www.nbcb.com.cn(2)名)(称)(:中)(国)(银)(河)(证)(券)(股)(份)(有)(限)(公)(司)(
          办)(公)(地)(址)(:北)(京)(市)(西)(城)(区)(金)(融)(大)(街)(35号)(国)(际)(企)(业)(大)(厦)(C座)(
          注)(册)(地)(址)(:北)(京)(市)(西)(城)(区)(金)(融)(大)(街)(35号)(2-6层)(
          法)(定)(代)(表)(人)(:陈)(共)(炎)(
          联)(系)(人)(:辛)(国)(政)(
          联)(系)(电)(话)(:010-83574507
          客)(服)(电)(话)(:4008-888-888或)(95551
          公)(司)(网)(址)(:www.chinastock.com.cn(3)公)(司)(名)(称)(万)(和)(证)(券)(股)(份)(有)(限)(公)(司)(
          注)(册)(地)(址)(海)(口)(市)(南)(沙)(路)(49号)(通)(信)(广)(场)(二)(楼)(
          办)(公)(地)(址)(深)(圳)(市)(深)(南)(大)(道)(7028号)(时)(代)(科)(技)(大)(厦)(20层)(西)(
          法)(定)(代)(表)(人)(周)(云)(福)(
          联)(系)(人)(郭)(东)(彤)(
          联)(系)(电)(话)(0755-82830333
          业)(务)(传)(真)(0755-25170807
          客)(服)(热)(线)(4008-882-882
          公)(司)(网)(址)(http://www.wanhesec.com.cn(4)名)(称)(:平)(安)(银)(行)(股)(份)(有)(限)(公)(司)(
          注)(册)(地)(址)(:深)(圳)(市)(深)(南)(中)(路)(1099号)(
          办)(公)(地)(址)(:深)(圳)(市)(深)(南)(中)(路)(1099号)(
          法)(定)(代)(表)(人)(:谢)(永)(林)(
          联)(系)(人)(:高)(希)(泉)(
          电)(话)(:(0755)22197701
          传)(真)(:0755-22197701
          客)(服)(电)(话)(:95511-3
          公)(司)(网)(站)(:www.bank.pingan.com
          本)(基)(金)(发)(售)(期)(间)(,若)(新)(增)(销)(售)(机)(构)(或)(销)(售)(机)(构)(新)(增)(营)(业)(网)(点)(,则)(另)(行)(公)(告)(。
          基)(金)(管)(理)(人)(可)(根)(据)(有)(关)(法)(律)(、法)(规)(的)(要)(求)(,选)(择)(符)(合)(要)(求)(的)(机)(构)(销)(售)(本)(基)(金)(,并)(及)(时)(公)(告)(。
          (二)()场)(内)(发)(售)(机)(构)(
          本)(基)(金)(的)(场)(内)(发)(售)(机)(构)(为)(具)(有)(基)(金)(代)(销)(资)(格)(的)(上)(海)(证)(券)(交)(易)(所)(会)(员)(单)(位)((具)(体)(名)(单)(可)(在)(上)(海)(证)(券)(交)(易)(所)(网)(站)(查)(询)()。尚)(未)(取)(得)(相)(应)(业)(务)(资)(格)(,但)(属)(于)(上)(海)(证)(券)(交)(易)(所)(会)(员)(的)(其)(他)(机)(构)(,可)(在)(本)(基)(金)(上)(市)(后)(,代)(理)(投)(资)(者)(通)(过)(上)(海)(证)(券)(交)(易)(所)(交)(易)(系)(统)(参)(与)(本)(基)(金)(的)(上)(市)(交)(易)(。
          基)(金)(管)(理)(人)(可)(根)(据)(有)(关)(法)(律)(法)(规)(的)(要)(求)(,选)(择)(其)(他)(符)(合)(要)(求)(的)(机)(构)(代)(理)(销)(售)(本)(基)(金)(,并)(及)(时)(公)(告)(。
          二)(、注)(册)(登)(记)(机)(构)(
          名)(称)(:中)(国)(证)(券)(登)(记)(结)(算)(有)(限)(责)(任)(公)(司)(
          住)(所)(:北)(京)(市)(西)(城)(区)(太)(平)(桥)(大)(街)(17号)(
          办)(公)(地)(址)(:北)(京)(市)(西)(城)(区)(太)(平)(桥)(大)(街)(17号)(
          法)(定)(代)(表)(人)(:周)(明)(
          联)(系)(人)(:崔)(巍)(
          电)(话)(:010-50938888
          传)(真)(:010-59378907
          三)(、律)(师)(事)(务)(所)(和)(经)(办)(律)(师)(
          名)(称)(:广)(东)(广)(信)(君)(达)(律)(师)(事)(务)(所)(
          住)(所)(:广)(州)(市)(天)(河)(区)(珠)(江)(新)(城)(珠)(江)(东)(路)(6号)(广)(州)(周)(大)(福)(金)(融)(中)(心)(29层)(、10层)(
          电)(话)(:020-37181333
          传)(真)(:020-37181388
          经)(办)(律)(师)(:王)(晓)(华)(
          联)(系)(人)(:刘)(智)(、杨)(琳)(
          四)(、会)(计)(师)(事)(务)(所)(和)(经)(办)(注)(册)(会)(计)(师)(
          安)(永)(华)(明)(会)(计)(师)(事)(务)(所)((特)(殊)(普)(通)(合)(伙)()
          办)(公)(地)(址)(:北)(京)(市)(东)(城)(区)(东)(长)(安)(街)(1号)(东)(方)(广)(场)(安)(永)(大)(楼)(17层)(01-12室)(
          法)(人)(代)(表)(:毛)(鞍)(宁)(
          联)(系)(人)(:赵)(雅)(
          电)(话)(:020-28812888
          传)(真)(:020-28812618
          经)(办)(注)(册)(会)(计)(师)(:赵)(雅)(、李)(明)(明)(
          第)(四)(部)(分)(基)(金)(的)(名)(称)(
          广)(发)(中)(证)(10年)(期)(国)(开)(债)(指)(数)(证)(券)(投)(资)(基)(金)((LOF)
          第)(五)(部)(分)(基)(金)(的)(类)(型)(
          债)(券)(型)(证)(券)(投)(资)(基)(金)(
          第)(六)(部)(分)(基)(金)(的)(投)(资)(目)(标)(
          本)(基)(金)(通)(过)(指)(数)(化)(投)(资)(,争)(取)(在)(扣)(除)(各)(项)(费)(用)(之)(前)(获)(得)(与)(标)(的)(指)(数)(相)(似)(的)(总)(回)(报)(,追)(求)(跟)(踪)(偏)(离)(度)(及)(跟)(踪)(误)(差)(的)(最)(小)(化)(。
          第)(七)(部)(分)(基)(金)(的)(投)(资)(范)(围)(
          本)(基)(金)(主)(要)(投)(资)(于)(标)(的)(指)(数)(成)(份)(国)(家)(开)(发)(银)(行)(债)(券)(,为)(更)(好)(实)(现)(投)(资)(目)(标)(,还)(可)(以)(投)(资)(于)(具)(有)(良)(好)(流)(动)(性)(的)(金)(融)(工)(具)(,包)(括)(国)(内)(依)(法)(发)(行)(上)(市)(的)(国)(债)(、政)(策)(性)(金)(融)(债)(、债)(券)(回)(购)(、银)(行)(存)(款)(、同)(业)(存)(单)(、国)(债)(期)(货)(等)(法)(律)(法)(规)(或)(中)(国)(证)(监)(会)(允)(许)(基)(金)(投)(资)(的)(其)(他)(金)(融)(工)(具)(,但)(须)(符)(合)(中)(国)(证)(监)(会)(相)(关)(规)(定)(。
          如)(法)(律)(法)(规)(或)(监)(管)(机)(构)(以)(后)(允)(许)(基)(金)(投)(资)(其)(他)(品)(种)(,基)(金)(管)(理)(人)(在)(履)(行)(适)(当)(程)(序)(后)(,可)(以)(将)(其)(纳)(入)(投)(资)(范)(围)(。
          基)(金)(的)(投)(资)(组)(合)(比)(例)(为)(:本)(基)(金)(投)(资)(于)(债)(券)(资)(产)(的)(比)(例)(不)(低)(于)(基)(金)(资)(产)(的)(80%;其)(中)(标)(的)(指)(数)(成)(份)(券)(和)(备)(选)(成)(份)(券)(的)(比)(例)(不)(低)(于)(本)(基)(金)(非)(现)(金)(基)(金)(资)(产)(的)(80%;每)(个)(交)(易)(日)(日)(终)(扣)(除)(国)(债)(期)(货)(合)(约)(需)(缴)(纳)(的)(交)(易)(保)(证)(金)(后)(现)(金)(或)(者)(到)(期)(日)(在)(一)(年)(以)(内)(的)(政)(府)(债)(券)(不)(低)(于)(基)(金)(资)(产)(净)(值)(的)(5%。
          第)(八)(部)(分)(基)(金)(的)(投)(资)(策)(略)(
          1、本)(基)(金)(为)(指)(数)(基)(金)(,主)(要)(采)(用)(抽)(样)(复)(制)(和)(动)(态)(最)(优)(化)(的)(方)(法)(,投)(资)(于)(标)(的)(指)(数)(中)(具)(有)(代)(表)(性)(和)(流)(动)(性)(的)(成)(份)(券)(和)(备)(选)(成)(份)(券)(,或)(选)(择)(非)(成)(份)(券)(作)(为)(替)(代)(,构)(造)(与)(标)(的)(指)(数)(风)(险)(收)(益)(特)(征)(相)(似)(的)(资)(产)(组)(合)(,以)(实)(现)(对)(标)(的)(指)(数)(的)(有)(效)(跟)(踪)(。
          在)(正)(常)(市)(场)(情)(况)(下)(,本)(基)(金)(力)(争)(追)(求)(日)(均)(跟)(踪)(偏)(离)(度)(的)(绝)(对)(值)(不)(超)(过)(0.5%,将)(年)(化)(跟)(踪)(误)(差)(控)(制)(在)(2%以)(内)(。如)(因)(标)(的)(指)(数)(编)(制)(规)(则)(调)(整)(等)(其)(他)(原)(因)(,导)(致)(基)(金)(跟)(踪)(偏)(离)(度)(和)(跟)(踪)(误)(差)(超)(过)(了)(上)(述)(范)(围)(,基)(金)(管)(理)(人)(应)(采)(取)(合)(理)(措)(施)(,避)(免)(跟)(踪)(误)(差)(进)(一)(步)(扩)(大)(。
          2、本)(基)(金)(将)(根)(据)(风)(险)(管)(理)(的)(原)(则)(,主)(要)(选)(择)(流)(动)(性)(好)(、交)(易)(活)(跃)(的)(国)(债)(期)(货)(合)(约)(进)(行)(交)(易)(,以)(降)(低)(债)(券)(仓)(位)(调)(整)(的)(交)(易)(成)(本)(,提)(高)(投)(资)(效)(率)(,从)(而)(更)(好)(地)(跟)(踪)(标)(的)(指)(数)(,实)(现)(投)(资)(目)(标)(。
          第)(九)(部)(分)(基)(金)(的)(业)(绩)(比)(较)(基)(准)(
          本)(基)(金)(的)(业)(绩)(比)(较)(基)(准)(为)(标)(的)(指)(数)(“中)(证)(10年)(期)(国)(开)(债)(指)(数)(”收)(益)(率)(。
          若)(基)(金)(标)(的)(指)(数)(发)(生)(变)(更)(,基)(金)(业)(绩)(比)(较)(基)(准)(随)(之)(变)(更)(,基)(金)(管)(理)(人)(可)(依)(据)(维)(护)(基)(金)(份)(额)(持)(有)(人)(合)(法)(权)(益)(的)(原)(则)(,根)(据)(投)(资)(情)(况)(和)(市)(场)(惯)(例)(调)(整)(基)(金)(业)(绩)(比)(较)(基)(准)(,无)(需)(召)(开)(基)(金)(份)(额)(持)(有)(人)(大)(会)(,但)(基)(金)(管)(理)(人)(调)(整)(业)(绩)(比)(较)(基)(准)(应)(取)(得)(基)(金)(托)(管)(人)(同)(意)(后)(,报)(中)(国)(证)(监)(会)(备)(案)(,基)(金)(管)(理)(人)(应)(在)(调)(整)(实)(施)(前)(依)(照)(《信)(息)(披)(露)(办)(法)(》的)(有)(关)(规)(定)(在)(中)(国)(证)(监)(会)(指)(定)(媒)(介)(上)(刊)(登)(公)(告)(。
          第)(十)(部)(分)(基)(金)(的)(风)(险)(收)(益)(特)(征)(
          本)(基)(金)(为)(债)(券)(型)(指)(数)(基)(金)(,其)(预)(期)(风)(险)(和)(预)(期)(收)(益)(低)(于)(股)(票)(基)(金)(、混)(合)(基)(金)(,高)(于)(货)(币)(市)(场)(基)(金)(。
          第)(十)(一)(部)(分)(基)(金)(的)(投)(资)(组)(合)(报)(告)(
          广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(董)(事)(会)(及)(董)(事)(保)(证)(本)(报)(告)(所)(载)(资)(料)(不)(存)(在)(虚)(假)(记)(载)(、误)(导)(性)(陈)(述)(或)(重)(大)(遗)(漏)(,并)(对)(本)(报)(告)(内)(容)(的)(真)(实)(性)(、准)(确)(性)(和)(完)(整)(性)(承)(担)(个)(别)(及)(连)(带)(责)(任)(。
          基)(金)(托)(管)(人)(宁)(波)(银)(行)(股)(份)(有)(限)(公)(司)(根)(据)(本)(基)(金)(基)(金)(合)(同)(规)(定)(,于)(2018年)(12月)(23日)(复)(核)(了)(本)(报)(告)(中)(的)(财)(务)(指)(标)(、净)(值)(表)(现)(和)(投)(资)(组)(合)(报)(告)(等)(内)(容)(,保)(证)(复)(核)(内)(容)(不)(存)(在)(虚)(假)(记)(载)(、误)(导)(性)(陈)(述)(或)(者)(重)(大)(遗)(漏)(。
          本)(投)(资)(组)(合)(报)(告)(所)(载)(数)(据)(截)(至)(2018年)(9月)(30日)(,有)(关)(财)(务)(数)(据)(未)(经)(审)(计)(。
          1.报)(告)(期)(末)(基)(金)(资)(产)(组)(合)(情)(况)(
          2.报)(告)(期)(末)(按)(行)(业)(分)(类)(的)(股)(票)(投)(资)(组)(合)(
          (1)报)(告)(期)(末)(按)(行)(业)(分)(类)(的)(境)(内)(股)(票)(投)(资)(组)(合)(
          本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(股)(票)(。
          (2)报)(告)(期)(末)(按)(行)(业)(分)(类)(的)(港)(股)(通)(投)(资)(股)(票)(投)(资)(组)(合)(
          本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(通)(过)(港)(股)(通)(投)(资)(的)(股)(票)(。
          3.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(十)(名)(股)(票)(投)(资)(明)(细)(
          本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(股)(票)(。
          4.报)(告)(期)(末)(按)(债)(券)(品)(种)(分)(类)(的)(债)(券)(投)(资)(组)(合)(
          5.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(债)(券)(投)(资)(明)(细)(
          6.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(十)(名)(资)(产)(支)(持)(证)(券)(投)(资)(明)(细)(
          本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(资)(产)(支)(持)(证)(券)(。
          7.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(贵)(金)(属)(投)(资)(明)(细)(
          本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(贵)(金)(属)(。
          8.报)(告)(期)(末)(按)(公)(允)(价)(值)(占)(基)(金)(资)(产)(净)(值)(比)(例)(大)(小)(排)(序)(的)(前)(五)(名)(权)(证)(投)(资)(明)(细)(
          本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(权)(证)(。
          9.报)(告)(期)(末)(本)(基)(金)(投)(资)(的)(股)(指)(期)(货)(交)(易)(情)(况)(说)(明)((1)本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(股)(指)(期)(货)(。
          (2)本)(基)(金)(本)(报)(告)(期)(内)(未)(进)(行)(股)(指)(期)(货)(交)(易)(。
          10.报)(告)(期)(末)(本)(基)(金)(投)(资)(的)(国)(债)(期)(货)(交)(易)(情)(况)(说)(明)((1)本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(国)(债)(期)(货)(。
          (2)本)(基)(金)(本)(报)(告)(期)(内)(未)(进)(行)(国)(债)(期)(货)(交)(易)(。
          11.投)(资)(组)(合)(报)(告)(附)(注)(
          (1)根)(据)(公)(开)(市)(场)(信)(息)(,本)(基)(金)(投)(资)(的)(前)(十)(名)(证)(券)(的)(发)(行)(主)(体)(在)(本)(报)(告)(期)(内)(没)(有)(出)(现)(被)(监)(管)(部)(门)(立)(案)(调)(查)(,或)(在)(报)(告)(编)(制)(日)(前)(一)(年)(内)(受)(到)(公)(开)(谴)(责)(、处)(罚)(的)(情)(形)(。
          (2)报)(告)(期)(内)(本)(基)(金)(投)(资)(的)(前)(十)(名)(股)(票)(未)(超)(出)(基)(金)(合)(同)(规)(定)(的)(备)(选)(股)(票)(库)(。
          (3)其)(他)(资)(产)(构)(成)(
          (4)报)(告)(期)(末)(持)(有)(的)(处)(于)(转)(股)(期)(的)(可)(转)(换)(债)(券)(明)(细)(
          本)(基)(金)(本)(报)(告)(期)(末)(未)(持)(有)(处)(于)(转)(股)(期)(的)(可)(转)(换)(债)(券)(。
          (5)报)(告)(期)(末)(前)(十)(名)(股)(票)(中)(存)(在)(流)(通)(受)(限)(情)(况)(的)(说)(明)(
          本)(基)(金)(本)(报)(告)(期)(末)(前)(十)(名)(股)(票)(中)(不)(存)(在)(流)(通)(受)(限)(情)(况)(。
          第)(十)(二)(部)(分)(基)(金)(的)(业)(绩)(
          本)(基)(金)(管)(理)(人)(依)(照)(恪)(尽)(职)(守)(、诚)(实)(信)(用)(、勤)(勉)(尽)(责)(的)(原)(则)(管)(理)(和)(运)(用)(基)(金)(资)(产)(,但)(不)(保)(证)(基)(金)(一)(定)(盈)(利)(,也)(不)(保)(证)(最)(低)(收)(益)(。基)(金)(的)(过)(往)(业)(绩)(并)(不)(代)(表)(其)(未)(来)(表)(现)(。
          投)(资)(有)(风)(险)(,投)(资)(人)(在)(做)(出)(投)(资)(决)(策)(前)(应)(仔)(细)(阅)(读)(本)(基)(金)(的)(招)(募)(说)(明)(书)(。基)(金)(业)(绩)(数)(据)(截)(至)(2018年)(6月)(30日)(。
          1、基)(金)(份)(额)(净)(值)(增)(长)(率)(及)(其)(与)(同)(期)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(的)(比)(较)(
          广)(发)(中)(证)(10年)(期)(国)(开)(债)((LOF)A:
          广)(发)(中)(证)(10年)(期)(国)(开)(债)((LOF)C:
          2、自)(基)(金)(合)(同)(生)(效)(以)(来)(基)(金)(累)(计)(净)(值)(增)(长)(率)(变)(动)(及)(其)(与)(同)(期)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(变)(动)(的)(比)(较)(
          广)(发)(中)(证)(10年)(期)(国)(开)(债)(指)(数)(证)(券)(投)(资)(基)(金)((LOF)
          累)(计)(净)(值)(增)(长)(率)(与)(业)(绩)(比)(较)(基)(准)(收)(益)(率)(的)(历)(史)(走)(势)(对)(比)(图)(
          (2017年)(11月)(15日)(至)(2018年)(6月)(30日)()(1)广)(发)(中)(证)(10年)(期)(国)(开)(债)((LOF)A:
          (2)广)(发)(中)(证)(10年)(期)(国)(开)(债)((LOF)C:
          注)(:(1)本)(基)(金)(合)(同)(生)(效)(日)(期)(为)(2017年)(11月)(15日)(,至)(披)(露)(时)(点)(本)(基)(金)(成)(立)(未)(满)(一)(年)(。
          (2)本)(基)(金)(建)(仓)(期)(为)(基)(金)(合)(同)(生)(效)(后)(6个)(月)(,建)(仓)(期)(结)(束)(时)(各)(项)(资)(产)(配)(置)(比)(例)(符)(合)(本)(基)(金)(合)(同)(有)(关)(规)(定)(。
          第)(十)(三)(部)(分)(基)(金)(的)(费)(用)(
          一)(、基)(金)(费)(用)(的)(种)(类)(
          1、基)(金)(管)(理)(人)(的)(管)(理)(费)(;
          2、基)(金)(托)(管)(人)(的)(托)(管)(费)(;
          3、指)(数)(许)(可)(使)(用)(费)(;
          4、从)(C类)(基)(金)(份)(额)(的)(基)(金)(财)(产)(中)(计)(提)(的)(销)(售)(服)(务)(费)(;
          5、《基)(金)(合)(同)(》生)(效)(后)(与)(基)(金)(相)(关)(的)(信)(息)(披)(露)(费)(用)(;
          6、《基)(金)(合)(同)(》生)(效)(后)(与)(基)(金)(相)(关)(的)(会)(计)(师)(费)(、律)(师)(费)(和)(诉)(讼)(费)(;
          7、基)(金)(份)(额)(持)(有)(人)(大)(会)(费)(用)(;
          8、基)(金)(的)(证)(券)(交)(易)(费)(用)(;
          9、基)(金)(的)(银)(行)(汇)(划)(费)(用)(;
          10、证)(券)(账)(户)(开)(户)(费)(用)(和)(银)(行)(账)(户)(维)(护)(费)(;
          11、A类)(基)(金)(份)(额)(的)(上)(市)(费)(用)(及)(上)(市)(年)(费)(;
          12、按)(照)(国)(家)(有)(关)(规)(定)(和)(《基)(金)(合)(同)(》约)(定)(,可)(以)(在)(基)(金)(财)(产)(中)(列)(支)(的)(其)(他)(费)(用)(。
          二)(、基)(金)(费)(用)(计)(提)(方)(法)(、计)(提)(标)(准)(和)(支)(付)(方)(式)(
          1、基)(金)(管)(理)(人)(的)(管)(理)(费)(
          本)(基)(金)(的)(管)(理)(费)(按)(前)(一)(日)(基)(金)(资)(产)(净)(值)(的)(0.25%年)(费)(率)(计)(提)(。管)(理)(费)(的)(计)(算)(方)(法)(如)(下)(:
          H=E×0.25%÷当)(年)(天)(数)(
          H为)(每)(日)(应)(计)(提)(的)(基)(金)(管)(理)(费)(
          E为)(前)(一)(日)(的)(基)(金)(资)(产)(净)(值)(
          基)(金)(管)(理)(费)(每)(日)(计)(算)(,逐)(日)(累)(计)(至)(每)(月)(月)(末)(,按)(月)(支)(付)(,由)(基)(金)(管)(理)(人)(向)(基)(金)(托)(管)(人)(发)(送)(基)(金)(管)(理)(费)(划)(款)(指)(令)(,基)(金)(托)(管)(人)(复)(核)(后)(于)(次)(月)(前)(5个)(工)(作)(日)(内)(从)(基)(金)(财)(产)(中)(一)(次)(性)(支)(付)(给)(基)(金)(管)(理)(人)(。若)(遇)(法)(定)(节)(假)(日)(、公)(休)(日)(等)(,支)(付)(日)(期)(顺)(延)(。
          2、基)(金)(托)(管)(人)(的)(托)(管)(费)(
          本)(基)(金)(的)(托)(管)(费)(按)(前)(一)(日)(基)(金)(资)(产)(净)(值)(的)(0.05%的)(年)(费)(率)(计)(提)(。托)(管)(费)(的)(计)(算)(方)(法)(如)(下)(:
          H=E×0.05%÷当)(年)(天)(数)(
          H为)(每)(日)(应)(计)(提)(的)(基)(金)(托)(管)(费)(
          E为)(前)(一)(日)(的)(基)(金)(资)(产)(净)(值)(
          基)(金)(托)(管)(费)(每)(日)(计)(算)(,逐)(日)(累)(计)(至)(每)(月)(月)(末)(,按)(月)(支)(付)(,由)(基)(金)(管)(理)(人)(向)(基)(金)(托)(管)(人)(发)(送)(基)(金)(托)(管)(费)(划)(款)(指)(令)(,基)(金)(托)(管)(人)(复)(核)(后)(于)(次)(月)(前)(5个)(工)(作)(日)(内)(从)(基)(金)(财)(产)(中)(一)(次)(性)(支)(取)(。若)(遇)(法)(定)(节)(假)(日)(、公)(休)(日)(等)(,支)(付)(日)(期)(顺)(延)(。
          3、指)(数)(许)(可)(使)(用)(费)(
          本)(基)(金)(作)(为)(指)(数)(基)(金)(,需)(根)(据)(与)(中)(证)(指)(数)(有)(限)(公)(司)(签)(署)(的)(指)(数)(使)(用)(许)(可)(协)(议)(的)(约)(定)(向)(中)(证)(指)(数)(有)(限)(公)(司)(支)(付)(指)(数)(许)(可)(使)(用)(费)(。在)(通)(常)(情)(况)(下)(,指)(数)(许)(可)(使)(用)(基)(点)(费)(按)(前)(一)(日)(的)(基)(金)(资)(产)(净)(值)(的)(万)(分)(之)(1.5(壹)(点)(伍)(个)(基)(点)()的)(年)(费)(率)(计)(提)(。
          计)(算)(方)(法)(如)(下)(:
          H=E×年)(费)(率)(/当)(年)(天)(数)(
          H为)(每)(日)(应)(付)(的)(指)(数)(许)(可)(使)(用)(基)(点)(费)(
          E为)(前)(一)(日)(的)(基)(金)(资)(产)(净)(值)(。
          指)(数)(许)(可)(使)(用)(基)(点)(费)(每)(日)(计)(算)(,逐)(日)(累)(计)(,按)(季)(支)(付)(。许)(可)(使)(用)(基)(点)(费)(的)(收)(取)(下)(限)(为)(每)(季)(度)(人)(民)(币)(25,000元)((大)(写)(:贰)(万)(伍)(仟)(圆)(),计)(费)(期)(间)(不)(足)(一)(季)(度)(的)(,根)(据)(实)(际)(天)(数)(按)(比)(例)(计)(算)(。
          4、销)(售)(服)(务)(费)(
          本)(基)(金)(A类)(基)(金)(份)(额)(不)(收)(取)(销)(售)(服)(务)(费)(,C类)(基)(金)(份)(额)(的)(销)(售)(服)(务)(费)(按)(前)(一)(日)(C类)(基)(金)(份)(额)(资)(产)(净)(值)(的)(0.35%年)(费)(率)(计)(提)(。计)(算)(方)(法)(如)(下)(:
          H=E×0.35%÷当)(年)(天)(数)(
          H为)(C类)(基)(金)(份)(额)(每)(日)(应)(计)(提)(的)(销)(售)(服)(务)(费)(
          E为)(C类)(基)(金)(份)(额)(前)(一)(日)(基)(金)(资)(产)(净)(值)(
          基)(金)(销)(售)(服)(务)(费)(每)(日)(计)(提)(,按)(月)(支)(付)(。由)(基)(金)(管)(理)(人)(向)(基)(金)(托)(管)(人)(发)(送)(基)(金)(销)(售)(服)(务)(费)(划)(付)(指)(令)(,经)(基)(金)(托)(管)(人)(复)(核)(后)(于)(次)(月)(前)(5个)(工)(作)(日)(内)(从)(基)(金)(财)(产)(中)(一)(次)(性)(划)(出)(,由)(注)(册)(登)(记)(机)(构)(代)(收)(,注)(册)(登)(记)(机)(构)(收)(到)(后)(按)(相)(关)(合)(同)(规)(定)(支)(付)(给)(基)(金)(销)(售)(机)(构)(等)(。若)(遇)(法)(定)(节)(假)(日)(、公)(休)(日)(等)(,支)(付)(日)(期)(顺)(延)(。
          销)(售)(服)(务)(费)(主)(要)(用)(于)(支)(付)(销)(售)(机)(构)(佣)(金)(、以)(及)(基)(金)(管)(理)(人)(的)(基)(金)(行)(销)(广)(告)(费)(、促)(销)(活)(动)(费)(、基)(金)(份)(额)(持)(有)(人)(服)(务)(费)(等)(。
          销)(售)(服)(务)(费)(使)(用)(范)(围)(不)(包)(括)(基)(金)(募)(集)(期)(间)(的)(上)(述)(费)(用)(。
          上)(述)(“一)(、基)(金)(费)(用)(的)(种)(类)(”中)(第)(11项)(费)(用)(由)(基)(金)(托)(管)(人)(根)(据)(有)(关)(法)(律)(及)(相)(应)(协)(议)(的)(规)(定)(,按)(费)(用)(实)(际)(支)(出)(支)(付)(,由)(A类)(基)(金)(份)(额)(持)(有)(人)(承)(担)(,列)(入)(当)(期)(基)(金)(费)(用)(。上)(述)(“一)(、基)(金)(费)(用)(的)(种)(类)(”中)(第)(5-10项)(及)(第)(12项)(费)(用)(按)(费)(用)(实)(际)(支)(出)(支)(付)(,根)(据)(有)(关)(法)(规)(及)(相)(应)(协)(议)(规)(定)(,按)(费)(用)(实)(际)(支)(出)(金)(额)(列)(入)(当)(期)(费)(用)(,由)(基)(金)(托)(管)(人)(从)(基)(金)(财)(产)(中)(支)(付)(。
          三)(、不)(列)(入)(基)(金)(费)(用)(的)(项)(目)(
          基)(金)(管)(理)(人)(和)(基)(金)(托)(管)(人)(因)(未)(履)(行)(或)(未)(完)(全)(履)(行)(义)(务)(导)(致)(的)(费)(用)(支)(出)(或)(基)(金)(财)(产)(的)(损)(失)(;基)(金)(管)(理)(人)(和)(基)(金)(托)(管)(人)(处)(理)(与)(基)(金)(运)(作)(无)(关)(的)(事)(项)(发)(生)(的)(费)(用)(;《基)(金)(合)(同)(》生)(效)(前)(的)(相)(关)(费)(用)(;其)(他)(根)(据)(相)(关)(法)(律)(法)(规)(及)(中)(国)(证)(监)(会)(的)(有)(关)(规)(定)(不)(得)(列)(入)(基)(金)(费)(用)(的)(项)(目)(。
          四)(、费)(用)(调)(整)(
          基)(金)(管)(理)(人)(和)(基)(金)(托)(管)(人)(协)(商)(一)(致)(后)(,可)(根)(据)(基)(金)(发)(展)(情)(况)(在)(履)(行)(适)(当)(程)(序)(后)(,调)(整)(基)(金)(管)(理)(费)(率)(、基)(金)(托)(管)(费)(、基)(金)(销)(售)(服)(务)(费)(率)(等)(相)(关)(费)(率)(。
          基)(金)(管)(理)(人)(必)(须)(于)(新)(的)(费)(率)(实)(施)(日)(前)(2个)(工)(作)(日)(在)(至)(少)(一)(种)(指)(定)(媒)(介)(上)(公)(告)(。
          第)(十)(四)(部)(分)(对)(招)(募)(说)(明)(书)(更)(新)(部)(分)(的)(说)(明)(
          本)(基)(金)(管)(理)(人)(依)(据)(《中)(华)(人)(民)(共)(和)(国)(证)(券)(投)(资)(基)(金)(法)(》、《公)(开)(募)(集)(证)(券)(投)(资)(基)(金)(运)(作)(管)(理)(办)(法)(》、《证)(券)(投)(资)(基)(金)(销)(售)(管)(理)(办)(法)(》、《证)(券)(投)(资)(基)(金)(信)(息)(披)(露)(管)(理)(办)(法)(》及)(其)(它)(有)(关)(法)(律)(法)(规)(的)(要)(求)(,结)(合)(本)(基)(金)(管)(理)(人)(对)(本)(基)(金)(实)(施)(的)(投)(资)(管)(理)(活)(动)(,对)(原)(广)(发)(中)(证)(10年)(期)(国)(开)(债)(指)(数)(证)(券)(投)(资)(基)(金)((LOF)更)(新)(的)(招)(募)(说)(明)(书)(的)(内)(容)(进)(行)(了)(更)(新)(,主)(要)(内)(容)(如)(下)(:
          1.在)(“第)(三)(部)(分)(基)(金)(管)(理)(人)(”部)(分)(,更)(新)(了)(基)(金)(管)(理)(人)(的)(。
          2.在)(“第)(四)(部)(分)(基)(金)(托)(管)(人)(”部)(分)(,更)(新)(了)(基)(金)(托)(管)(人)(的)(。
          3.在)(“第)(五)(部)(分)(相)(关)(服)(务)(机)(构)(”部)(分)(,更)(新)(了)(销)(售)(机)(构)(及)(会)(计)(师)(事)(务)(所)(的)(信)(息)(。
          4.在)(“第)(九)(部)(分)(基)(金)(的)(投)(资)(”部)(分)(,更)(新)(了)(截)(至)(2018年)(9月)(30日)(的)(基)(金)(投)(资)(组)(合)(报)(告)(。
          5.在)(“第)(十)(部)(分)(基)(金)(的)(业)(绩)(”部)(分)(,更)(新)(了)(截)(至)(2018年)(6月)(30日)(的)(基)(金)(业)(绩)(。
          6.根)(据)(最)(新)(公)(告)(,对)(“第)(二)(十)(二)(部)(分)(其)(他)(应)(披)(露)(事)(项)(”内)(容)(进)(行)(了)(更)(新)(。
          广)(发)(基)(金)(管)(理)(有)(限)(公)(司)(
          二)(0一)(八)(年)(十)(二)(月)(二)(十)(四)(日)(返)(回)(搜)(狐)(,查)(看)(更)(多)(责)(任)(编)(辑)(:
          声)(明)(:该)(文)(观)(点)(仅)(代)(表)(作)(者)(本)(人)(,搜)(狐)(号)(系)(信)(息)(发)(布)(平)(台)(,搜)(狐)(仅)(提)(供)(信)(息)(存)(储)(空)(间)(服)(务)(。
          阅)(读)(()
          )


          相关文章

          版权所有:南方新闻网 粤ICP备05070829 网站标识码4400000131
          主办:南方新闻网 协办:广东省经济和信息化委员会 承办:南方新闻网
          建议使用1024×768分辨率 IE7.0以上版本浏览器
          绾按璁惧|涓按鍥炴敹璁惧|瓒呯函姘磋澶噟宸ヤ笟搴熸按澶勭悊|楂樼函姘磋澶?鍗椾含鐟滈摠绾按绉戞妧鏈夐檺鍏徃

              <span id="be5d5fba3b"></span><address id="bf269918eb"><style id="bg80aa6df5"></style></address><button id="bl98f718b1"></button>
                                

                  鍏徃浠嬬粛

                  鍏充簬鍗椾含鐟滈摠鐜繚鎶€鏈湁闄愬叕鍙?/h2>

                      鍗椾含鐟滈摠鐜繚鎶€鏈湁闄愬叕鍙?/strong>鏄富瑕佷粠浜嬶細楗敤姘村噣鍖栥€佸伐涓氱函姘磋澶囥€佸疄楠屽垎鏋愯秴绾按鍣ㄣ€佸惊鐜按澶勭悊銆佹薄姘村鐞嗗拰鐗圭娴撶缉鍜屽垎绂昏缃瓑姘村鐞嗘妧鏈殑寮€鍙戝拰搴旂敤鐨勬皯钀ユ妧鏈瀷鐜繚浼佷笟銆傛嫢鏈変竴鏀瀛愪氦鎹㈣啘鎶€鏈€佹満姊拌璁″拰鍒堕€犮€佹按浣撶幆澧冨伐绋嬨€佺數姘旇嚜鍔ㄥ寲鎺у埗銆佹按璐ㄥ垎鏋愮瓑鍚勬柟闈笓涓氫汉鎵嶉槦浼嶏紝鏈潃鏈嶅姟绀句細锛屽疄鈥?/p> +

                  浜у搧涓績
                  鏂伴椈涓績
                  鍦ㄧ嚎鐣欒█
                  鍙嬫儏閾炬帴 / FRIEND LINK
                  鍗椾含鐟滈摠鐜繚鎶€鏈湁闄愬叕鍙? title= 鍗椾含鐟滈摠鐜繚鎶€鏈湁闄愬叕鍙?nbsp;   澶囨鍙凤細鑻廔CP澶?7034235鍙?1    閭欢锛?92230405@qq.com
                  鐢佃瘽锛?25-57358618    浼犵湡锛?25-57358618
                  鍦板潃锛氬崡浜競楂樻烦鍘胯寘灞辫矾33鍙?br>鎶€鏈敮鎸侊細   
                  鈻?br>杩斿洖椤堕儴
                  鏈嶅姟鐑嚎
                  025-57358618